Fidelity Investments OFAC Settlement: $63.9K (2005)

Last updated: July 20, 2026

Fidelity Brokerage Services, Inc. dba Fidelity Investments settled a civil penalty of $63,853.00 for apparent violations of the Iranian Transactions Regulations involving the operation of an Iranian account during 1999–2000. Fidelity did not make a voluntary disclosure.

Penalty Amount

$63,853.00

Enforcement Date

June 3, 2005

Rank in Top Penalties

#277

Case Details

Type:: Entity
Name:: Fidelity Brokerage Services, Inc. dba Fidelity Investments
Country:: 🇺🇸 United States
Industry:: Securities
Address:: Boston, MA 02109
Penalty amount:: $63,853.00
Egregious case:: Unknown
Voluntary self disclosure:: No
Case:: Settled
Violation period:: 1999 to 2000
Program:: Iran
Enforcement date:: June 3, 2005

Official Source Documents

This page summarizes an OFAC enforcement case based on the document archived below. SanctionsLookup assumes no liability for errors, omissions, or inaccuracies in the original documents, this summary, or any changes made to the source documents at any time.

Provided for informational purposes only and does not constitute legal or compliance advice. Always consult the source document directly rather than relying on this summary.

View archived version View on ofac.treasury.gov

Archived on June 13, 2026

SHA-256: 99d579d7c34307424a7b6656ffc84b3f0a35582cd1cd9f6595029aac4d50cc2f