Northern Trust, IBC OFAC Settlement: $18K (2003)

Last updated: July 20, 2026

Northern Trust, IBC settled a civil penalty of $18,027.00 for violations of the Cuban Assets Control Regulations, the Sudanese Sanctions Regulations, and the Libyan Sanctions Regulations involving funds transfers.

Penalty Amount

$18,027.00

Enforcement Date

April 4, 2003

Rank in Top Penalties

#432

Case Details

Type:: Entity
Name:: Northern Trust, IBC
Country:: 🇺🇸 United States
Industry:: Banking
Address:: New York, NY 10040
Penalty amount:: $18,027.00
Egregious case:: Unknown
Voluntary self disclosure:: Unknown
Case:: Settled
Program:: Cuban Assets Control Regulations, 31 C.F.R. Part 515Sudanese Sanctions Regulations, 31 C.F.R. Part 538Federal Republic of Yugoslavia (Serbia and Montenegro) Kosovo Sanctions Regulations, 31 C.F.R. Part 586
Enforcement date:: April 4, 2003

Official Source Documents

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Archived on June 13, 2026

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