UBS (USA) Inc. OFAC Settlement: $14.8K (2003)

Last updated: July 20, 2026

UBS (USA) Inc. settled a civil penalty of $14,750.00 for a violation of the Iraqi Sanctions Regulations involving a funds transfer in 2001.

Penalty Amount

$14,750.00

Enforcement Date

May 30, 2003

Rank in Top Penalties

#471

Case Details

Type:: Entity
Name:: UBS (USA) Inc.
Country:: 🇺🇸 United States
Industry:: Banking
Address:: New York, NY 10171-0026
Penalty amount:: $14,750.00
Egregious case:: Unknown
Voluntary self disclosure:: Unknown
Case:: Settled
Violation period:: From 2001
Program:: Iraq
Enforcement date:: May 30, 2003

Official Source Documents

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View archived version View on ofac.treasury.gov

Archived on June 13, 2026

SHA-256: d7e0f6f1f1583d96f68f93586166ffd049d86014ba7281df807bf55c81a01e0e