UBS (USA) Inc. OFAC Settlement: $5K (2003)

Last updated: July 20, 2026

UBS (USA) Inc. settled a civil penalty of $5,000.00 for a violation of the Cuban Assets Control Regulations involving a funds transfer in 2001. The matter involved a voluntary disclosure.

Penalty Amount

$5,000.00

Enforcement Date

May 30, 2003

Rank in Top Penalties

#702

Case Details

Type:: Entity
Name:: UBS (USA) Inc.
Country:: 🇺🇸 United States
Industry:: Banking
Address:: New York, NY 10171-0026
Penalty amount:: $5,000.00
Egregious case:: Unknown
Voluntary self disclosure:: Yes
Case:: Settled
Violation period:: From 2001
Program:: Cuba
Enforcement date:: May 30, 2003

Official Source Documents

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View archived version View on ofac.treasury.gov

Archived on June 13, 2026

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