Advest, Inc. OFAC Settlement: $500 (2004)

Last updated: July 20, 2026

Advest, Inc. settled a civil penalty of $500.00 for a 2001 funds transfer in violation of the Cuban Assets Control Regulations.

Penalty Amount

$500.00

Enforcement Date

March 5, 2004

Rank in Top Penalties

#1031

Case Details

Type:: Entity
Name:: Advest, Inc.
Country:: 🇺🇸 United States
Industry:: Securities
Address:: Hartford, CT 06103
Penalty amount:: $500.00
Egregious case:: Unknown
Voluntary self disclosure:: Unknown
Case:: Settled
Violation period:: From 2001
Program:: Cuba
Enforcement date:: March 5, 2004

Official Source Documents

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View archived version View on ofac.treasury.gov

Archived on June 13, 2026

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