Mellon Investor Services LLC OFAC Settlement: $3.7K

Last updated: July 20, 2026

Mellon Investor Services LLC settled a civil penalty of $3,673.00 for violations of the Cuba, Iran, North Korea, Sudan, and Yugoslavia sanctions programs involving the issuance of checks destined for those countries in 2000. Mellon Investor Services made a voluntary disclosure.

Penalty Amount

$3,673.00

Enforcement Date

February 6, 2004

Rank in Top Penalties

#758

Case Details

Type:: Entity
Name:: Mellon Investor Services LLC
Country:: 🇺🇸 United States
Industry:: Securities
Address:: Ridgefield Park, NJ 07660
Penalty amount:: $3,673.00
Egregious case:: Unknown
Voluntary self disclosure:: Yes
Case:: Settled
Violation period:: From 2000
Program:: CubaIranNorth KoreaSudanYugoslavia
Enforcement date:: February 6, 2004

Official Source Documents

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View archived version View on ofac.treasury.gov

Archived on June 13, 2026

SHA-256: aa82acf0dc199aad6ef33e4b9a4834ec31748e17438b23a870d8146ab74a0d81